Registered Financial Advisor

Orange County, NY
Full Time
Mid Level
REGISTERED FINANCIAL ADVISORS
LOCATION:
  • New York: Mineola, Dutchess County, Orange County
  • New Jersey: Red Bank
  • Florida: Aventura, Boca Raton, Bonita Springs
POSITION TYPE: Full-Time, In-Office/Onsite
STATUS: Immediate Hiring
COMPENSATION: Attractive Compensation Package — DOE (Depending on Experience)


Our client is a prestigious, highly successful, growing, multi-location wealth management and financial services firm seeking experienced Registered Financial Advisors to join its growing team.

QUALIFICATIONS
  • Active SIE, Series 7, and Series 66 (or Series 63/65) required.
  • Minimum 3 years of financial advisory or brokerage experience.
  • Existing book of business of $200,000+ required.
  • CPA/CFP is a plus.
  • Strong client relationship and business development skills.
  • Excellent communication and interpersonal skills.
  • PUBLIC ACCOUNTING EXPERIENCE IS REQUIRED
RESPONSIBILITIES
  • Manage and grow an existing book of business.
  • Develop and maintain strong client relationships.
  • Provide financial planning and investment advisory services.
  • Develop new business opportunities through firm-provided warm leads.
  • Work with the tax and wealth management teams to provide comprehensive solutions.
Maintain accurate client records and follow applicable compliance requirements.

Benefits:

  • Retirement plan with company contribution
  • Paid holidays, vacation, and sick leave
  • Medical, dental, and vision insurance options

All conversations are confidential.  

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